89/ 100
Robust

SMBC NIKKO CAPITAL MARKETS LIMITED

Active02418137|Private Limited Company|Est. 37 years ago|Updated 12 Apr 2026
Financial Health
37
Compliance & Legal
79
Governance & Structure
76
Network Risk
85
Operational Quality
48

SMBC NIKKO CAPITAL MARKETS LIMITED (02418137) is a private limited company registered in LONDON, incorporated in 1989. The company operates in the security dealing on own account sector. Our database holds 83 signals from 10 official sources covering this company's filings, appointments, and regulatory records. Risk assessment: 89/100 ("robust"), reflecting a strong compliance and financial profile. The company has 7 outstanding mortgage charges registered with Companies House.

Key Facts

Status
Active
Company Type
Private Limited Company
Location
LONDON, EC2M 2AT
Incorporated
30 Aug 1989
Accounts Category
GROUP
Next Accounts Due
31 Dec 2026
Next Statement Due
22 Jun 2026
Mortgage Charges
8
Outstanding
7

About SMBC NIKKO CAPITAL MARKETS LIMITED

Smbc Nikko Capital Markets Limited is an active private limited company incorporated in 1989, based in London, engaged in security dealing on its own account, with multiple officers and charges.

Business Profile

Business Model
B2B

Company History

  • SMBC CAPITAL MARKETS LIMITEDChanged 1 Oct 2010

Directors (7)

View all
  • Director since 5 Jul 1995
  • MM
    MISS MARIA FRANCISCA TURNER
    Director since 21 Jan 2021
  • MM
    MR MEHUL MAHENDRAKUMAR DESAI
    Director since 1 Apr 2024
  • MB
    MR BUNGO MIURA
    Director since 18 Jul 2024
  • MJ
    MR JAMES RICHARD GARVEY
    Director since 1 Oct 2024

Data Signals

View details
83
Total Signals
10
Data Sources
89/100
Risk Score

Good data coverage from 10 sources. Risk score of 89 indicates a strong compliance profile.

Financial
48
Compliance
24
Governance
4
corporate_structure
3
ESG
2
Risk
2

Industry Context

SMBC NIKKO CAPITAL MARKETS LIMITED is 1 of 1,338 security dealing on own account companies in LONDON, out of 4,492 active companies in this sector nationally (4,881 including dissolved).

8.3 yrs
Sector avg. age
95.4%
Older than peers
0.2%
Sector dissolution
Company: 37 yearsSector avg: 8.3 yrs
Older than 95.4% of active companies in this sector

Director Network

The 5 directors of SMBC NIKKO CAPITAL MARKETS LIMITED are connected to 7 other companies.

None of these connected companies have been dissolved.

Property Portfolio

SMBC NIKKO CAPITAL MARKETS LIMITED is listed as the proprietor of 1 property in the HM Land Registry.

Properties are located in Greater London.

Mortgage Charges

9
Total charges
8
Outstanding
1
Satisfied

Regulatory Status

FCA Regulated
FRN: 171935

Compliance & Trade

ICO Registered
LEI Registered
Modern Slavery Compliant

Payment Practices

Period ending 30 Sept 2025
33 days
Avg. payment time
80%
Paid within 30 days
9%
Paid after 60 days

SMBC NIKKO CAPITAL MARKETS LIMITED pays invoices in an average of 33 days. 80% are paid within 30 days — a good payment track record.

Data Sources

This company profile is built from 9 official data sources: Ch Officers, Companies House, FCA Register, GLEIF, Gender Pay Gap Service, HM Land Registry, ICO, Modern Slavery Registry, Payment Practices.

Similar Companies

Frequently Asked Questions

What does SMBC NIKKO CAPITAL MARKETS LIMITED do?

Smbc Nikko Capital Markets Limited is an active private limited company incorporated in 1989, based in London, engaged in security dealing on its own account, with multiple officers and charges..

Who are the directors of SMBC NIKKO CAPITAL MARKETS LIMITED?

Current directors include , MISS MARIA FRANCISCA TURNER, MR MEHUL MAHENDRAKUMAR DESAI and 2 more.

Where is SMBC NIKKO CAPITAL MARKETS LIMITED registered?

SMBC NIKKO CAPITAL MARKETS LIMITED is registered in LONDON, United Kingdom.

What is the SIC code for SMBC NIKKO CAPITAL MARKETS LIMITED?

SMBC NIKKO CAPITAL MARKETS LIMITED operates under SIC code 64991 — Security dealing on own account.

What is the risk score for SMBC NIKKO CAPITAL MARKETS LIMITED?

SMBC NIKKO CAPITAL MARKETS LIMITED has a risk score of 89 out of 100, classified as "Robust". This score is calculated from 83 data signals across 10 government sources.

When are the next accounts due for SMBC NIKKO CAPITAL MARKETS LIMITED?

The next accounts for SMBC NIKKO CAPITAL MARKETS LIMITED are due on 31 Dec 2026.

Was SMBC NIKKO CAPITAL MARKETS LIMITED previously known by another name?

Yes, SMBC NIKKO CAPITAL MARKETS LIMITED was previously known as SMBC CAPITAL MARKETS LIMITED.

Does SMBC NIKKO CAPITAL MARKETS LIMITED own property in the UK?

Yes, SMBC NIKKO CAPITAL MARKETS LIMITED is listed as the proprietor of 1 property in the HM Land Registry, located in Greater London.

What is the security dealing on own account sector like in the UK?

The dissolution rate for the security dealing on own account sector in the UK is 0.2%. The average company age in this sector is 8.3 years.

Is SMBC NIKKO CAPITAL MARKETS LIMITED still trading?

SMBC NIKKO CAPITAL MARKETS LIMITED is currently listed as "Active" on Companies House, indicating it is still a registered company. An "Active" status means the company has not been dissolved, struck off, or entered into liquidation.

What type of company is SMBC NIKKO CAPITAL MARKETS LIMITED?

SMBC NIKKO CAPITAL MARKETS LIMITED is registered as a Private Limited Company, which is a company limited by shares whose shares are not offered to the general public. It is the most common type of UK company, offering limited liability to its shareholders.

How old is SMBC NIKKO CAPITAL MARKETS LIMITED?

SMBC NIKKO CAPITAL MARKETS LIMITED was incorporated on 30 Aug 1989, making it 37 years old. The company remains active and in good standing.

What industry does SMBC NIKKO CAPITAL MARKETS LIMITED operate in?

SMBC NIKKO CAPITAL MARKETS LIMITED is classified under SIC code 64991 (Security dealing on own account). The Standard Industrial Classification system is used by the UK government to categorise businesses by their primary economic activity.

How much data is available on SMBC NIKKO CAPITAL MARKETS LIMITED?

We track 83 data signals from 10 official government sources for SMBC NIKKO CAPITAL MARKETS LIMITED.

Data verified: 12 Apr 2026 from 10 official sources · Data sourced from Ch Officers, Companies House, FCA Register, GLEIF, Gender Pay Gap Service, HM Land Registry, ICO, Modern Slavery Registry, Payment Practices and other official UK government databases. Verify on Companies House.